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Legal

Legal considerations for business finance and accounting compliance

DOL Opinion Letter FLSA2026-3: Why Mandatory Roll Call Counts as Hours Worked — and How Section 7(b) Changes the Overtime Math
·mike

DOL Opinion Letter FLSA2026-3: Why Mandatory Roll Call Counts as Hours Worked — and How Section 7(b) Changes the Overtime Math

In January 2026, the DOL's Wage and Hour Division ruled in Opinion Letter FLSA2026-3 that a mandatory 15-minute pre-shift roll call under a collective bargaining agreement is compensable hours worked — but a properly structured FLSA Section 7(b)(1) or 7(b)(2) exemption can absorb that time at straight-time pay instead of an overtime premium. Here's how the thresholds work and what the math looks like for a 20-person dispatch center.

payroll
compliance
employee-hours
Do Quarterly Bonuses Require Overtime Recalculation? DOL Opinion Letter FLSA2026-6 Explains the Exception
·mike

Do Quarterly Bonuses Require Overtime Recalculation? DOL Opinion Letter FLSA2026-6 Explains the Exception

DOL Opinion Letter FLSA2026-6 (May 28, 2026) confirms that a quarterly bonus paid as a fixed percentage of total earnings — straight-time plus overtime — satisfies FLSA overtime requirements under 29 CFR § 778.210 with no workweek-by-workweek recalculation. Here are the four conditions the exception depends on and a compliance checklist for small businesses.

payroll
compliance
small-business
Flowers Foods v. Brock: What the Supreme Court's FAA Arbitration Ruling Means If You Use Delivery Drivers
·mike

Flowers Foods v. Brock: What the Supreme Court's FAA Arbitration Ruling Means If You Use Delivery Drivers

On May 28, 2026, a unanimous Supreme Court held in Flowers Foods v. Brock that a delivery driver who never leaves his home state can still qualify for the FAA's transportation-worker arbitration exemption if the goods are mid-journey in interstate commerce. What the ruling means for small businesses using contractor or franchisee drivers, and how to shore up arbitration agreements now.

legal
small-business
independent-contractor
FTC Bans Air AI From Selling Business Opportunities: What the $18M AI-Washing Case Means for Buyers
·mike

FTC Bans Air AI From Selling Business Opportunities: What the $18M AI-Washing Case Means for Buyers

The FTC's March 2026 settlement permanently bans Air AI and its owners from marketing business opportunities after buyers lost up to $250,000 on exaggerated AI earnings claims. Here's what the $18 million judgment covers, how the Business Opportunity Rule's seven-day disclosure and Earnings Claim Statement protect buyers, and a practical checklist for vetting any AI-powered business pitch.

ai
small-business
compliance
Garza-Laureles v. Lab Logistics: What a Medical Courier Lawsuit Teaches Every Small Business About Worker Misclassification
·mike

Garza-Laureles v. Lab Logistics: What a Medical Courier Lawsuit Teaches Every Small Business About Worker Misclassification

A 2026 FLSA class action, Garza-Laureles v. Lab Logistics LLC, alleges medical couriers were paid as 1099 contractors while the company set their schedules, routes, and uniforms. Here is the DOL's six-factor economic reality test, what misclassification costs — back overtime, doubled liquidated damages, and up to $25,000 per worker in California penalties — and a five-question self-check for small business owners.

independent-contractor
small-business
payroll
Georgia's Dignity and Pay Act: What the End of Subminimum Wage Means for Employers of Disabled Workers
·mike

Georgia's Dignity and Pay Act: What the End of Subminimum Wage Means for Employers of Disabled Workers

Georgia's Dignity and Pay Act requires Section 14(c) certificate holders to pay workers with disabilities at least half the federal minimum wage ($3.63/hour) starting July 1, 2026, and bans subminimum wages entirely after June 30, 2027. What certificate holders — sheltered workshops, community rehabilitation programs, and nonprofits — need to model in payroll budgets, grant contracts, and job costing before both wage steps hit.

payroll
compliance
legal
Montgomery v. Caribe Transport: The Supreme Court Just Made Freight Brokers Liable for Negligent Carrier Hiring
·mike

Montgomery v. Caribe Transport: The Supreme Court Just Made Freight Brokers Liable for Negligent Carrier Hiring

On May 14, 2026, the Supreme Court ruled 9-0 in Montgomery v. Caribe Transport II that freight brokers can be sued under state negligence law for hiring unsafe motor carriers, ending FAAAA preemption as an early-dismissal defense. Here is what brokers and shippers should do about carrier vetting, documentation, and insurance coverage.

trucking
legal
compliance
The NLRB Joint-Employer Standard Reverted in 2026: What It Means for Staffing, Franchise, and Subcontractor Arrangements
·mike

The NLRB Joint-Employer Standard Reverted in 2026: What It Means for Staffing, Franchise, and Subcontractor Arrangements

On February 25, 2026, the NLRB withdrew its 2023 joint-employer rule and reinstated the 2020 standard, which requires actual "substantial, direct, and immediate control" over eight essential employment terms. Here is what the reversal means for businesses using staffing agencies, franchise agreements, or subcontractors — and the practical steps to limit exposure.

compliance
legal
small-business
South Delta Planning v. United States: The Ruling That Lets ERC Clawback Fights Reach Court
·mike

South Delta Planning v. United States: The Ruling That Lets ERC Clawback Fights Reach Court

On July 15, 2026, a Mississippi federal court ruled that a business fighting an IRS clawback of a previously-paid Employee Retention Credit refund does not need to file a second administrative refund claim before suing, and — because employment taxes are divisible by employee and quarter — can satisfy the Flora full-payment rule by paying the amount tied to a single employee rather than the entire reassessment.

tax
tax-credits
tax-compliance
Wepplo v. Commissioner: The Tax Court Case That Could Refund COVID-Era IRS Interest
·mike

Wepplo v. Commissioner: The Tax Court Case That Could Refund COVID-Era IRS Interest

The U.S. Tax Court is weighing whether IRC Section 7508A(d) barred the IRS from charging interest between January 20, 2020 and July 10, 2023. Building on Abdo and Kwong, Wepplo v. Commissioner gives taxpayers with a Tax Court decision a one-year Rule 261 window to seek interest redetermination — independent of the July 10, 2026 protective refund claim deadline.

tax
tax-compliance
tax-deadlines
Alta Wind v. United States: Why You Can't Use a Tax Credit to Inflate Its Own Basis
·mike

Alta Wind v. United States: Why You Can't Use a Tax Credit to Inflate Its Own Basis

On July 8, 2026, the Court of Federal Claims ruled in Alta Wind v. United States that Section 1603 renewable-energy grant basis must come from actual documented costs plus a 15–20% developer markup — not a DCF valuation where 98% of the value came from the anticipated grant itself. The circularity principle governs every investment tax credit basis calculation, from a $1B wind farm to a small business's rooftop solar array.

tax-credits
tax-compliance
tax-planning
Besicorp v. Commissioner: Why the IRS Couldn't Collect a $380 Million Penalty — and What a CDP Hearing Can Do for Your Business
·mike

Besicorp v. Commissioner: Why the IRS Couldn't Collect a $380 Million Penalty — and What a CDP Hearing Can Do for Your Business

In Besicorp Group v. Commissioner (June 29, 2026), the Second Circuit blocked IRS lien-and-levy collection of $380 million in tax-shelter penalties because the Appeals Officer never verified written supervisory approval under IRC § 6751(b) — even though the penalties were already final after Tax Court. Here is how the Collection Due Process hearing works, what the ruling does and doesn't change, and the five steps a small business should take after a lien or levy notice.

tax
tax-compliance
irs-requirements
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